EU-DORA-51-09
Requirement
51 — Exercise of the power to impose administrative penalties and remedial measures
Consider previous breaches in penalty determination
Description
Competent authorities must consider previous breaches by the responsible natural or legal person when determining the type and level of administrative penalties or remedial measures.
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EU-DORA-51-01
Requirement
Exercise administrative penalty powers in accordance with national frameworks
EU-DORA-51-02
Requirement
Consider intentionality and negligence in penalty determination
EU-DORA-51-03
Requirement
Consider materiality, gravity and duration of breach
EU-DORA-51-04
Requirement
Consider degree of responsibility in penalty determination
EU-DORA-51-05
Requirement
Consider financial strength in penalty determination
EU-DORA-51-06
Requirement
Consider profits gained or losses avoided in penalty determination
EU-DORA-51-07
Requirement
Consider losses to third parties in penalty determination
EU-DORA-51-08
Requirement
Consider level of cooperation in penalty determination
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