EU-DORA-38-09
Transparency
38 — General investigations
Include penalty information in investigation authorization
Description
The written authorization for investigations must indicate the periodic penalty payments provided for in Article 35(6) for cases where required materials or answers are not provided or are incomplete.
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EU-DORA-38-01
Requirement
Submit to investigations by Lead Overseer
EU-DORA-38-02
Transparency
Provide records, data, procedures and materials for examination
EU-DORA-38-03
Transparency
Allow copying and extraction of materials
EU-DORA-38-04
Transparency
Respond to summons for explanations
EU-DORA-38-05
Transparency
Provide telephone and data traffic records upon request
EU-DORA-38-06
Transparency
Inform competent authorities before investigation start
EU-DORA-38-07
Transparency
Communicate investigation information to JON
EU-DORA-38-08
Documentation
Produce written authorization for investigation officials
EU-DORA-38-10
Transparency
Include legal remedies and review rights in investigation decision
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